11 Jobs at FINRA for the Career Regulator

FINRA is looking to fill positions in New York City. FINRA (or The Financial Industry Regulatory Authority), the largest independent regulator for all securities firms doing business in the United States, oversees nearly 4,800 brokerage firms, about 171,400 branch offices and approximately 644,000 registered securities representatives. The job titles for their career openings are listed here. (ALSO DON’T FORGET TO CHECK US BACK AT 3 PM (EST – US) TODAY FOR PART 2 OF JOB LEADS AT BARCLAYS.)

1. Case Assistant I
2. Compliance Examiner
3. CSE Examiner
4. Examiner
5. Financial Operations Examiner
6. Investigator
7. Managing Surveillance Director
8. Principal Examiner / Trainer
9. Regulatory Coordinator
10. Regulatory Coordinator
11. Training Examiner

TO APPLY FOR THESE JOBS:

You can use the job search tool and visit our sponsor on the upper right hand corner of this blog to apply for these jobs. In order to get the exact result from the job search tool box, simply use the following search terms: Under WHAT type the whole or part of the job title/position as it appears above and the company name with quotations (for example “TRAINING EXAMINER” “FINRA”) and under WHERE simply input “New York, NY”. You can also try searching for your desired job by using the company name, job title, location, and the word CAREERS as search terms with quotations (for example “TRAINING EXAMINER” “FINRA” “New York, NY” “Careers”) in our Google-sponsored search box. If you’re having problems locating these jobs, please contact us by e-mail at admin@chowjobs.com and we will get back to you no later than one day.